New York Convention 1958 - the full text
1. This Convention shall apply to the recognition and enforcement of arbitral awards made in the territory of a State other than the State where the
recognition and enforcement of such awards are sought, and arising out of differences between persons, whether physical or legal. It shall also apply to
arbitral awards not considered as domestic awards in the State where their recognition and enforcement are sought.
2. The term "arbitral awards" shall include not only awards made by arbitrators appointed for each case but also those made by permanent arbitral bodies to
which the parties have submitted.
3. When signing, ratifying or acceding to the Convention, or notifying extension under article X hereof, any State may on the basis of reciprocity declare that
it will apply the Convention to the recognition and enforcement of awards made only in the territory of another contracting State. It may also declare that it
will apply the Convention only to differences arising out of legal relationships, whether contractual or not, which are considered as commercial under the
national law of the State making such declaration.
1. Each Contracting State shall recognise an agreement in writing under which the parties undertake to submit to arbitration all or any differences which have
arisen or which may arise between them in respect of a defined legal relationship, whether contractual or not, concerning a subject matter capable of
settlement by arbitration.
2. The term "agreement in writing" shall include an arbitral clause in a contact or an arbitration agreement, signed by the parties or contained in an exchange
of letters or telegrams.
3. The court of a Contracting State, when seized of an action in a manner in respect of which the parties have made an agreement within the meaning of this
article at the request of one of the parties, refer the parties to arbitration unless it finds that the said agreement is null and void, inoperative or incapable of
Each Contracting State shall recognise arbitral awards as binding and enforce them in accordance with the rules of procedure of the territory when the award
is relied upon, under the conditions laid down in the following articles. there shall not be imposed the substantially more onerous conditions or higher fees or
charges on the recognition or enforcement of arbitral awards to which this Convention applies than are imposed on the recognition or enforcement of
domestic arbitral awards.
1. To obtain the recognition and enforcement mentioned in the preceding article, the party applying for recognition and enforcement shall, at the time of
(a) The duly authenticated original award or a duly certified copy thereof.
(b) The original agreement referred to in article II or a duly certified copy thereof.
2. If the said award or agreement is not made in an official language of the country in which the award is relied upon, the party applying for recognition and
enforcement of the award shall produce a translation of these documents into such language. The translation shall be certified by an official or sworn
translator or by a diplomatic or consular agent.
1. Recognition and enforcement of the award may be refused, at the request of the party against whom it is invoked, only if that party furnishes to the
competent authority where the recognition and enforcement is sought, proof that:
(a) The parties to the agreement referred to in article II were, under the law applicable to them, under some incapacity #, or the said agreement is not valid
under the law to which the parties have subjected it or, failing any indication thereon, undep the law of the country where the award was made; or
(b) The party against whom the award is invoked was not given proper notice of the appointment of the arbitrator or of the arbitration proceedings or was
otherwise unable to present his case; or
(c) The award deals with a difference not contemplated by or not falling within the terms of the submission to arbitration, or it contains decisions on matters
beyond the scope of the submission to arbitration, provided that, if the decisions on matters submitted to arbitration can be separated from those not so
submitted, that part of the award which contains decisions on matters submitted to arbitration may be recognised and enforced; or
(d) The composition of the arbitral authority or the arbitral procedure was not in accordance with the agreement of the parties, or, failing such agreement,
was not in accordance with the law of the country where the arbitration took place; or
(e) The award has not yet become binding on the parties, or has been set aside or suspended by a competent authority of the country in which, or under the
law of which, that award was made.
2. Recognition and enforcement of an arbitral award may also be refused if the competent authority in the country where recognition and enforcement is
sought finds that:
(a) The subject matter of the difference is not capable of settlement by arbitration under the law of that country; or
(b) The recognition or enforcement of the award would be contrary to the public policy of that country.
If an application for the setting aside or suspension of the award has been made to a competent authority referred to in article V(1)(e), the authority before
which the award is sought to be relied upon may, if it considers it proper, adjourn the decision on the enforcement of the award and may also, on the
application of the party claiming enforcement of the award, order the other party to give suitable security.
1. The provisions of the present Convention shall not affect the validity of multilateral or bilateral agreements concerning the recognition and enforcement of
arbitral awards entered into by the Contracting States nor deprive any interested party of any right he may have to avail himself of an arbitral award in the
manner and to the extent allowed by the law or the treaties of the country where such award is sought to be relied upon.
2. The Geneva Protocol on Arbitration Clauses of 1923 and the Geneva Convention on the Execution of Foreign Arbitral Awards of 1927 shall cease to
have effect between Contracting States on their becoming bound and to the extent that they become bound, by this Convention.
1. This Convention shall be open 31 December 1958 for signature on behalf of any Member of the United Nations and also on behalf of any other State
which is or hereafter becomes a member of any specialised agency of the United Nations, or which is or hereafter becomes a party to the Statute of the
International Court of Justice, or any other State to which an invitation has been addressed by the General Assembly of the United Nations.
1. This Convention shall be open for accession to all States referred to in article VIII.
2. Accession shall be effected by the deposit of an instrument of accession with the Secretary-General of the United Nations.
1. Any State may, at the time of signature, ratification or accession, declare that this Convention shall extend to all or any of the territories for the international
relations of which it is responsible. Such a declaration shall take effect when the Convention enters into force for the State concerned.
2. At any time thereafter any such extension shall be made by notification addressed to the Secretary-General of the United Nations and shall take effect as
from the ninetieth day after the receipt by the Secretary-General of the United Nationals of this notification, or as from the date of entry into force of the
Convention for the State concerned, whichever is the later.
3. With respect to those territories to which this Convention is not extended at the time of signature, ratification or accession, each State concerned shall
consider the possibility of taking the necessary steps in order to extend the application of this Convention of such territories, subject, where necessary for
constitutional reasons, to the consent of the Governments of such territories.
In the case of a federal or non-unitary State, the following provisions shall apply:
(a) With respect to those articles of this Convention that come within the legislative jurisdiction of the federal authority, the obligations of the federal
Government shall to this extent be the same as those of Contracting States which are not federal States;
(b) With respect to those articles of this Convention that come within the legislative jurisdiction of constituent states or provinces which are not, under the
constitutional system of the federation, bound to take legislative action, the federal Government shall bring such articles with a favourable recommendation to
the notice of the appropriate authorities of constituent states or provinces at the earliest possible moment;
(c) A federal State Party to this Convention shall, at the request of any other Contracting State transmitted through the Secretary-General of the United
Nations,supply a statement of the law and practice of the federation and its constituent units in regard to any particular provision of this Convention, showing
the extent to which effect has been given to that provision by legislative or other action.
1. this Convention shall come into force on the ninetieth day following the date of deposit of the third instrument of ratification or accession.
2. For each State ratifying or acceding to this Convention after the deposit of the third instrument of ratification or accession, this Convention shall enter into
force on the ninetieth day after deposit by such State of its instrument of ratification or accession.
1. Any Contracting State may denounce this Convention by a written notification to the Secretary-General of the United Nations. Denunciation shall take
effect one year after the date of receipt of the notification by the Secretary-General.
2. Any State which has made a declaration or notification under article X may, at any time thereafter, by notification to the Secretary-General of the United
Nations, declare that this Convention shall cease to extend to the territory concerned one year after the date of the receipt of the notification by the
3. This Convention shall continue to be applicable to arbitral awards in respect of which recognition or enforcement proceedings have been instituted before
the denunciation takes effect.
A Contracting State shall not be entitled to avail itself of the present Convention against other Contracting States except to the extent that it is itself bound to
apply the Convention.
The Secretary-General of the United Nations shall notify the States contemplated in article VIII of the following: (a) Signatures and ratifications in
accordance with article VIII; (b) Accessions in accordance with article IX; (c) Declarations and notifications under articles I, X, and XI; (d) The date upon
which this convention enters into force in accordance with article XII; (e) Denunciations and notifications in accordance with article XIII.
1. This Convention, of which the Chinese, English, French, Russian and Spanish texts shall be equally authentic, shall be deposited in the archives of the
2. The Secretary-General of the United Nations shall transmit a certified copy of this Convention to the States contemplated in article VIII.
Source UK P&I
You may also be interested in:
Legal Update: China and Hong Kong: Mutual Assistance in Court-ordered Interim Measures in Aid of Arbitration Proceedings
Hong Kong and China have agreed new measures to allow parties to an arbitration seated in one jurisdiction to attach assets in the other jurisdiction pending an award. This is an important extension to arbitration proceedings of measures previously restricted to litigants before Hong Kong and Chinese courts. It also reflects the increasing use of Hong Kong as a forum for arbitration.
QCR Spring 2019: Whether holder of bill of lading bound to submit to arbitration of demurrage dispute notwithstanding it had not exercised rights of suit
SEA MASTER SHIPPING INC v ARAB BANK (SWITZERLAND) LTD (THE “SEA MASTER”)  1 Lloyd's Rep. 101 – 25th July 2018
Legal Update: 2018 HKIAC Administered Arbitration Rules - in effect from 1st November 2018
The Hong Kong International Arbitration Centre (“HKIAC”) completed a comprehensive revision of its Rules at the end of last year. The 2018 HKIAC Rules, hereafter “the New Rules”, came into effect on 1st November 2018. They are accompanied by a Practice Note on the Appointment of Arbitrators (“Practice Note”) which came into effect on the same day.